Wedbush Morgan Securities
Personalized Service to the Individual Investor
Wedbush Morgan
Securities provides the individual investor a wide array
of services and investment vehicles to deal with today's
complex financial environment. From the parent planning
for education expenses to the mature investor living on
a fixed income, our clients receive the individualized
attention of experienced investment executives. Our
investment executives are dedicated to providing quality
advice by evaluating a range of investment products
which are best suited to your individual needs.
Customer Account Protection
Wedbush Morgan
Securities Inc. ("Wedbush") is pleased to provide
protection for each of its clients and for the clients
of its correspondents. In the unlikely event that assets
in client accounts are not fully recovered, each client
is protected up to $25,500,000.**
Securities Investor Protection Corporation ("SIPC")
provides protection up to $500,000, of which a maximum
of $100,000 applies to cash credit balances.
In addition to the coverage provided by SIPC, Wedbush
has purchased from Lloyd's of London an excess SIPC bond
that provides additional coverage for up to $25,000,000
in cash and securities for each client, subject to an
aggregate loss limit of $100,000,000.
The excess SIPC bond, together with SIPC coverage,
provides protection for cash credit balances for each
client to a maximum of $1,000,000.
Clients may purchase additional protection for their
accounts by contacting their Investment Executive, who
can provide information and pricing.
** This protection will replace clients' cash and/or
securities that are otherwise unrecoverable. It does not
cover clients from losses resulting from the decline in
the market value of securities in their accounts.
Professional Trading and Processing
We pride ourselves on
putting our clients' interests first at all times. This
philosophy has and will continue to be a hallmark of our
commitment to customer service. Wedbush Morgan is a
member of the New York Stock Exchange and all other
major exchanges. Our trading expertise gives us the
ability to process stock and bond trades quickly and
efficiently to secure the best available prices for our
clients.
In addition, over 125 independent securities firms have
chosen Wedbush Morgan to execute their securities
transactions and other processing needs. Our
sophisticated and efficient computer technology gives
all of our clients dependable and reliable professional
service.
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Computer Clearing
Services, Inc.
Overview
Computer Clearing Services
(CCS) is a full service clearing firm for Broker
Dealers. We specialize in both clearing and the
technology needed for Retail and Electronic Online
Trading. CCS is dedicated to helping our multi-national
correspondents and their customers realize their
investment needs. CCS, like all major broker dealers is
a member of NSCC and DTC, the largest clearing facility
and depository in the United States. We provide
execution and clearing for transactions in equities,
options, mutual funds and fixed income products on all
major exchange floors and marketplaces. CCS offers
personal banking services through the Reserve Funds. We
are members of NASD, MSRB and SIPC. CCS provides
supplemental insurance in the amount of $10 million.
Advantages
A Stable Clearing
Environment
CCS has NO RETAIL brokerage operations. That means we do
not trade against our customers, and are 100% committed
to our correspondents business.
CCS is managed by an experienced staff, most of whom
have worked for many years in trading and operations
departments of major brokerage firms. We understand what
it takes to efficiently clear your business.
Full Service Bureau for Online Trading
CCS provides a full service bureau for all of your
online trading needs. We supply and maintain multiple
"Point and Click" direct access trading platforms and
quotation systems (INSTAQUOTE, eSignal, Madware, GT Pro,
Realtick, ccsTrader). We will handle all technical
questions regarding online trading. Utilizing our
service bureau means saving the expense of housing
systems and hiring technicians, so that you can
concentrate your time and resources on building your
business. We support our Broker Dealers by offering
online trading from 8 am to 8 pm (E.S.T)
• Clearing for Retail, Discount, and Direct Access
• Internet Order Entry for Discount Brokerage
• We supply and maintain Direct Access Trading System
At the Forefront of Technology & Support
CCS' cutting edge solutions and technology assists
broker dealers in their business. We offer customer
account information via our website including daily
balances and positions, daily trade activity, daily
eConfirm and tax information (Schedule D/1099).
For our correspondents, CCS provides branch and firm
reports via our CCS Correspondent web site. Furthermore,
our broker/dealers are able to offer online account
forms to expedite customer sign-up.
Our technical staff also provides group purchasing power
and support on telecommunications links, Internet
access, hardware configuration and other critical
communication links.
Responsive Clearing Staff
At CCS, we realize that we are only as good as our
correspondents. Therefore, we provide:
• Quick response to correspondent
• Accessibility to a knowledgeable staff
• Personalized service
• A presence on both U.S. coasts that gives our
correspondents more flexibility to speak with us.
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